Senior Specialist - Regulatory Reporting SME

Grade Level (for internal use): 10 The Team: Cappitech is the leading market solution provider for trade and transaction reporting globally offering clients best in class technology and consulting services. Our cloud-based, cross regulation SaaS platform allows banks, brokers, hedge funds, asset managers, insurance companies and corporates to comply with global regulatory requirements. The Impact: S&P Global’s Cappitech Consulting Practice is seeking a skilled Regulatory Reporting SME to join our team of experts delivering strategic and operational solutions to leading financial institution. This role focuses on ensuring compliance with key trade and transaction reporting regimes and will involve a blend of BAU oversight, issue remediation, and advisory/consulting work on regulatory change projects. What’s in it for you: As part of a high-impact program, the position offers a unique opportunity to shape and lead engagement models, drive automation and data quality initiatives, and serve as a key interface between internal teams and external stakeholders. With broad exposure across legal, compliance, technology, and client-facing functions, this role is ideal for someone looking to make a meaningful contribution in a dynamic, fast-evolving environment where precision, collaboration, and innovation are paramount.

We are looking for a someone who can provide exceptional customer experience to a broad range of clients and ensure the fast and effective management of client workflows to join the S&P Cappitech Support team. The ideal candidate will be comfortable in communicating with clients, answering regulatory queries, and resolving daily reporting issues. Ideally the candidate will have some experience in EMIR, MiFID, ASIC, CFTC, SEC and\or SFTR. The role is client facing and requires a high degree of technical competence. Duties and accountabilities Manage, review, and enhance clients’ transaction reporting processes, ensuring compliance with regulatory requirements. Perform data analysis, reconciliation, and exception management to resolve reporting breaks and enhance data quality. Interpret new and evolving regulatory requirements, advising clients on their implications and required process or system changes. Support system enhancements, UAT, and migration projects for regulatory reporting solutions. Partner with client stakeholders, trade repositories, and vendors to troubleshoot and resolve issues. Contribute to design and implementation of best-practice control frameworks for reporting governance and oversight. Assist in regulatory readiness assessments, gap analyses, and operational support. Able to work as “bridge” between compliance, business and technology. Produce high-quality documentation, process maps, and client deliverables. What We’re Looking For: Business competencies 5-7 years of hands-on experience in trade and transaction reporting in a financial institution, consultancy, or vendor setting. Proven experience with reporting operations, reconciliations, exception management, and root cause analysis. Understanding financial products and asset classes including derivatives, fixed income, equities, and securities financing transactions. Ability to interpret and apply regulatory technical standards and validation rules. Proficiency in Excel; experience with data analysis tools (SQL, Python) an advantage. Excellent communication, client-facing, and stakeholder management skills. Experience with regulatory reporting platforms (DTCC, UnaVista, Regis-TR, ICE Trade Vault, MarketAxess Desirable Skills Experience with regulatory reporting platforms (DTCC, UnaVista, Regis-TR, ICE Trade Vault, MarketAxess). Exposure to data governance, operational risk controls, or compliance frameworks. Prior consultancy experience with client delivery responsibilities. About S&P Global Market Intelligence At S&P Global Market Intelligence, a division of S&P Global we understand the