Compliance Officer - Quant Trading

Compliance Officer - Quant Trading Position Details Provide ongoing compliance advisory to the Firm’s largest portfolio manager Experience with addressing algorithmic/systematic trading matters is preferred, with an understanding of model-based trading and investment/execution algorithms Address trading matters related to fully automated trading Assist with the administration of the Firm’s global Quantitative Trading Compliance program Monitor regulatory changes, updates and industry-wide compliance initiatives Assist with regulatory examinations, inquiries, investigations and projects, as necessary Assist with drafting and amending compliance related policies and procedures Ability to create presentation materials for senior management Prepare and conduct compliance trainings Conduct ongoing compliance reviews Qualifications/Skills Required 8+ years of experience Experience at a regulatory authority, bank/broker or buy-side firm addressing compliance issues within Algorithmic/Systematic trading is preferred Bachelor’s degree in Computer Science, Finance, Economics or similar with a strong academic record is preferred Strong analytical / conceptual problem-solving skills with great attention to detail Strong sense of ownership and personal responsibility, with the ability to prioritize, multi-task, and manage deadlines Strong written and verbal communication skills with the ability to coordinate efforts across teams Strong project management skills with an understanding of financial markets and the investment lifecycle Good team player with a strong willingness to participate and help others