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Senior Manager - Investment Compliance Advisory

Fidelity Investments

SeniorH-1B sponsor company
Sign in to applyVerified 1h ago
Level
Senior
H-1B history
694 approvals (FY2023)

About this role

About the Opportunity Job Type: Permanent Application Deadline: 12 August 2026 Title:                     Investment Compliance Advisory - Senior Manager Corporate Title: Senior Manager   Department:        General Counsel (GC)   Location:             United Kingdom Reports To:         Head of Investment Compliance Advisory - UK & Europe                                                                                                                   About Fidelity International  Fidelity International offers investment solutions and services and retirement expertise to more than 2.5 million customers globally. As a privately held, purpose-driven company with a 50-year heritage, we think generationally and invest for the long term. Operating in more than 25 locations and with over $613 billion in total assets, our clients range from central banks, sovereign wealth funds, large corporates, financial institutions, insurers and wealth managers, to private individuals. Our Global Platform Services provides individuals, advisers and employers with access to world-class investment choices, third-party solutions, administration services and pension guidance. Together with our Investment Solutions & Services business, we invest over $613 billion on behalf of our clients. By combining our asset management expertise with our solutions for workplace and personal investing, we work together to build better financial futures.  Our clients come from all walks of life and so do we.  We are proud of our inclusive culture and encourage applications from the widest mix of talent, whatever your age, gender, ethnicity, sexual orientation, gender identity, social background and more.  As a flexible employer, we trust our people to perform their role in the way that works best for them, our clients and our business. We are a disability-friendly company and would welcome a conversation with you if you feel you might benefit from any reasonable adjustments to perform to the best of your ability during the recruitment process and beyond.  Department Description General Counsel General Counsel (GC) is a trusted advisor to all parts of FIL, providing high-value independent advisory and assurance expertise through our specialist teams. GC comprises of Legal, Risk, Compliance, Tax, and Public Policy & Strategic Relationship Management. Global Investment Compliance The Global Investment Compliance (GIC) function provides advice, support, oversight and challenge to teams across Fidelity’s Investment Solutions and Services (ISS) business. Stakeholders include fund managers, research analysts, trading desks, corporate finance, institutional teams and their respective support groups. Purpose of the Role This is a replacement role which will play an active role in providing regulatory advice & interpretation and compliance support to ISS teams in the UK, Ireland and Continental Europe cutting across all asset classes namely Equities, Fixed Income and Multi-Asset, but may also include Private Assets  The individual for this role is expected to bring strong technical expertise to the team, particularly focusing to improve the quality and coverage of end-to-end portfolio compliance advice to respective business stakeholders in the UK, Ireland and Continental Europe. The role will help to proactively anticipate, identify and address Investment Management team’s compliance needs and collaborate with other advisory and monitoring leads in GIC, to deliver globally consistent and best in class compliance support Key Responsibilities Delivery Collaborate with investment personnel and their support teams to understand their perspective and the impact of investment guideline issues and interpretations on the investment process. You should deliver timely, high-quality compliance advice to Portfolio Management teams

Senior Manager - Investment Compliance Advisory at Fidelity Investments | Yoinka