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Vice President, SEC Reporting

Carlyle Group

Washington, DCStaff
Sign in to applyVerified 3h ago
Location
Washington, DC
Work model
On-Site
Level
Staff
Posted
15d ago

About this role

Position

Summary The Vice President, SEC Reporting is a senior leader within the Corporate Accounting function responsible for overseeing the full lifecycle of the Company’s public reporting obligations. The Vice President partners closely with the Consolidations team, FP&A, Investor Relations, and internal and external legal counsel to oversee the preparation of 10-Qs, 10-Ks, 8-Ks, earnings presentations, and the annual proxy statement. The Vice President serves on the firm’s Disclosure Committee and prepares materials for the Audit Committee of the Board of Directors, serving as a key liaison between the accounting function and senior leadership and the Board. The Vice President is responsible for evaluating new and proposed U.S. GAAP and SEC pronouncements to assess the impact on Carlyle’s public disclosures and periodically reviewing disclosures across the firm (including the ’40 Act funds and the private funds) to ensure that disclosures are consistent across the firm. The Vice President also leads the team’s efforts to leverage technology and artificial intelligence to modernize the reporting process and drives continuous improvement in the efficiency and quality of the firm’s public disclosures. This role requires strong relationships across Carlyle’s Finance, Legal, Investor Relations, and Fund Management organizations, as well as with the Company’s external auditors. The Vice President provides developmental leadership to one direct report, and is expected to contribute broadly to the Corporate Accounting function beyond the SEC reporting remit.

Primary Responsibilities

SEC Reporting Actively participate in the drafting of, and oversee the preparation and filing of, all quarterly and annual SEC reports for The Carlyle Group (10-Qs, 10-Ks, 8-Ks, proxy statement), including financial statements, MD&A, footnote disclosures, XBRL tagging, and final review prior to submission Partner with FP&A to oversee the preparation of the quarterly earnings presentation, ensuring consistency between earnings materials and SEC filings and coordinating review and approval workflows Serve on the firm’s Disclosure Committee, contributing to the evaluation of material information, disclosure controls, and the accuracy and completeness of public filings, ensuring they appropriately reflect our business operations amidst the current macroeconomic backdrop Prepare and present materials for the Audit Committee of the Board of Directors on a quarterly basis, including summaries of significant accounting judgments, new standards, and open audit matters Manage the external auditor relationship for the quarterly review and annual audit of the Company’s financial statements, including coordinating PBC deliverables, responding to audit inquiries, and resolving open items on a timely basis Oversee the firm’s quarterly sub-certification process and ensure the integrity of the certifications provided to the CEO and CFO under Sections 302 and 906 of the Sarbanes-Oxley Act Maintain and strengthen the internal control environment over financial reporting (ICFR), including ownership of key controls related to the SEC reporting process and oversight of SOX compliance for the reporting function Center of Excellence & Process Innovation Lead the SEC Reporting function as a center of excellence for public reporting across the firm, providing guidance to other Carlyle teams with SEC filing obligations and driving consistency, quality, and accuracy across all of the firm’s public disclosures Champion the identification and implementation of artificial intelligence and automation solutions to reduce manual processes, increase operational efficiency, and improve the quality and consistency of the Company’s public disclosures Act as a Product Owner of and Subject Matter Expert in Workiva, Carlyle’s reporting software – including exploring use cases for new functionality, managing access and access reviews across the firm,

Vice President, SEC Reporting at Carlyle Group, Washington, DC | Yoinka